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This page contains a single entry by Associate Editor published on August 5, 2010 12:29 PM.

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Rashad Wareh: Financial Reform Knocks on the Family Office Door

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Rashad Wareh, of Kozusko Harris Vetter Wareh LLP, has published an article in the August issue of Trusts & Estates Magazine. The article addresses the new Dodd-Frank Wall Street Reform and Consumer Protection Act ("the Act") and the new regulatory oversight it imposes on investment fund managers.  Specifically, Wareh discusses how the Act provides that single family offices and family investment funds may be required to register with the SEC as investment advisers unless they qualify for new exemptions from registration, and how the SEC still needs to define the law's terms and scope before the true impact of the Act is known.

Please click here to read the entire article.

 

Posted by Marc Patterson, Managing Associate Editor, Wealth Strategies Journal.

 

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